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The right and wrong fix: Afghan lessons for Zimbabwe

Robert Mugabe’s coronation is the time to start preparing in detail for the aftermath of his regime, say Ashraf Ghani and Clare Lockhart.

Zimbabwe might be entering into an "open moment". After what has turned out to be a presidential election with just one candidate, the situation could swiftly move from the coronation of the incumbent, Robert Mugabe, to a transition beyond him. The accumulating criticism of the unaccountable power and brutality of the regime he leads, particularly (as Roger Southall outlines in openDemocracy) from Zimbabwe's neighbours and Mugabe's erstwhile allies, is creating momentum for a post-Mugabe order: one where Zimbabweans are offered the opportunity of genuine citizenship, where they will become bearers of rights and obligations specified in a stable regime of laws.

To achieve this outcome will be an immense challenge that requires attention both to Zimbabwe's particular circumstances and to lessons from the experience - including the mistakes - of such transitions elsewhere in the world since 1989.

Clare Lockhart is co-founder and CEO of the Institute for State Effectiveness

Ashraf Ghani is chairman of the Institute for State Effectiveness. He was finance minister of Afghanistan from July 2002 - December 2004.

Clare Lockhart and Ashraf Ghani are co-authors of Fixing Failed States: A Framework for Rebuilding a Fractured World (Oxford University Press, 2008)

The guiding principle of the change that Zimbabwe needs to undergo, in our view, is that stable political systems rest on the consent of the people - and that this consent is generated through performance of core state functions on behalf of citizens (we develop this argument at length in our book Fixing Failed States: A Framework for Rebuilding a Fractured World [Oxford University Press, 2008]). The challenges of building states that can perform these core functions in a post-Mugabe Zimbabwe will be immense.

In particular, a state that works in Zimbabwe requires the creation of a national leadership and an efficient aid system. The departure of Robert Mugabe - however and whenever that occurs - will still leave the country to face the negative legacy of his three decades of bad governance. To overcome this legacy, his successors will need to combine dedication to the common good with imaginative leadership and management skills, underpinned by an ethic of collective team service.

This would entail a refreshing departure from the stifling effects of the cult of personality, and from entrapment by ties of kinship, friendship, patronage and the perks of office. These can be alluring on first sight, and perhaps regarded as part of the spoils of victory in the aftermath of a change of regime. But to give in to such temptations would also perpetuate Mugabe's divisive legacy. A rupture with it that moves the country to a new path needs to combine technical and human expertise with moral commitment in forming a recognisable polity and economy (for an elaboration of these ideas, see the work of the Institute for State Effectiveness).

It is urgent that preparations are made for this, Zimbabwe's open moment. There are as yet few coherent plans or programmes in place that can be initiated when - during the all-too-brief "CNN window"' of world attention after the Mugabe regime does fall - the international community makes available large amounts of financial aid. Here, experience from other "failed states" is relevant.

Among openDemocracy's many articles on Zimbabwe under Robert Mugabe:

Bev Clark,
"Mass evictions in Zimbabwe"
(13 June 2005)

Netsai Mushonga,
"Two nights in Harare's police cells"
(5 December 2005)

Andrew Meldrum,
"Zimbabwe between past and future"
(23 June 2006)

Conor O'Loughlin,
"Zimbabwean travails"
(13 September 2006)

Stephen Chan,
"Farewell, Robert Mugabe"
(20 March 2007)

Michael Holman,
"Dizzy worms in Zimbabwe"
(13 September 2007)

The Zimbabwean,
"Zimbabwe votes - and waits"
(31 March 2008)

Wilf Mbanga,
"Zimbabwe's unfolding drama"
(7 April 2008)

Roger Southall,
"South Africa and Zimbabwe: the end of ‘quiet diplomacy'?"
(29 April 2008)

openDemocracy
,
"Zimbabwe's elections: an African appeal"
(20 June 2008)

Jabu Shoko,
"Zimbabwe: a tale of two leaders"
(23 June 2008)

Roger Southall,
"The politics of pressure: the world and Zimbabwe"
(26 June 2008)

No time to think

The precedents of Haiti (1994), Kosovo (1999), East Timor (1999), Afghanistan (2001) and other states suggest that as donors respond to the immediate emergencies of a "failed state" in transition, an array of aid and relief organisations rushes to the scene and in rapid-fire fashion assembles a rat-tat-tat of project-proposals for delivery by Monday week.

This "aid rush", in both process and outcome, carries the same kind of dangers as any adrenalin-fuelled activism. It can become not a catalyst for the creation of institutional capacity but an instrument of division, resentment and corruption. The United Nations and its agencies may try to ensure equality, but the apparent randomness of allocations often feeds a sense of unfairness among citizens and jealousies between the country's regions and groups. The cascade of distributive schemes spreads a sense of entitlement without legal foundation, as it is not rooted in legal and policy frameworks. The unintended consequences can include severe inefficiencies, arising for example from staffing hundreds of project-units where redundant or duplicate layers of management are paid exorbitantly to oversee costly and/or misdirected projects.

The result is that both government and citizens are bypassed, and the government loses the capability to respond to its citizens' complaints. The aid agencies managing the projects are based in capitals far away, beyond the reach of domestic citizens and with no direct legal responsibilities to recipients. There is a double loss of accountability, as citizens in the newly liberated countries have no official recourse and those in the aid agencies' own countries are too remote from the facts on the ground to hold those agencies answerable.

The Kabul rush

Afghanistan after the fall of the Taliban regime in November 2001 is a classic case. In Kabul that December, exhausted UN officials prepared more than 400 projects over a ten-day period - a rush impelled by the UN agencies' desire to ensure that they (and not the World Bank-administered trust fund) garnered the bulk of the resources about to be pledged by donors at the Tokyo conference of 21-22 January 2002. The UN bodies routinely find themselves in a financial crisis that means every emergency appeal is also seen as an opportunity to meet their headquarters' overheads. These efforts to raise finances are understandable, but not necessarily productive for the countries that the agencies set out to help.

The brochures describing the projects in Afghanistan were written in engaging language that employed all of the currently fashionable development vocabulary. In fact, however, the glue holding them together was nothing more than a random collection of initiatives put together in response to the available $1.8 billion that the aid system had allocated to the United Nations. The money - not any precise understanding of needs, thorough assessment of priorities or extensive cost-benefit analysis - came first, and shaped the result. This has contributed to a situation today where popular resentment with the apparent waste and ineffectiveness of UN agencies and NGOs runs very deep and provides a platform for demagogic politicians to demand draconian measures against the international presence.

The new government in Afghanistan was in 2002 acutely aware of the need for a peace dividend. It was also the sole body with the requisite legitimacy and breadth of vision to develop a comprehensive strategic framework. Some of the early aid programmes indeed provided visible results across the country and displayed signs of partnership between government and people that could enhance popular trust in government. Yet the national programmes devised by Kabul were actively impeded and subverted by those who lacked both legitimacy and the necessary vision to determine sound policy. The mistakes of this early period have been costly; more than six years afterwards, Afghanistan is beset by deep problems of which armed conflict is only the most visible (see Paul Rogers, "Afghanistan in an amorphous war", 19 June 2008).

The new model

What happened in Afghanistan has parallels with other many other post-conflict zones. Its lessons are multiple and relate alike to donors and recipients, external agencies and internal authorities, global citizens and local actors (understanding that in "failed state" situations, these categories are often intermingled). For the "internationals", Afghanistan teaches that parallel organisations do not result in creation of functioning states; that technical assistance is often wasteful; and that coordination among donors remains elusive.

In short, aid can become as much part of the problem as of the solution. It can work, as many examples show - the United States's Marshall Plan in Europe (established in July 1948), the assistance provided by the European Union to Ireland and Spain, the World Bank-administered trust fund's support for Japan, Korea, China and Singapore. There are a range of positive lessons from internationalresponses to recovery, ranging from rapid settlement of debts, toestablishment of multi-donor trust funds with strict rules fordisbursement, and establishment of licensing and tendering controlmechanisms to ensure careful stewardship of the country's assets.But to overcome its current dysfunctionalities, the international aid system must have the vision and the courage to create a new model animated by a spirit of partnership and working through larger, more integrated programmes.

Afghanistan is a long way from Zimbabwe, and both are a long way from Burma and North Korea. But in reality the problems and the remedies surrounding all these states are closer than it might appear. It is important then both to pay attention to the unique circumstances and inheritance of each individual "failed state" in order to craft policies that meet its needs, and to creatively apply learning that can be transferred. Robert Mugabe may not have long to rule Zimbabwe, but those who come after would do well to take account of all that has gone before if they want to make good use of the open moment.

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Clare Lockhart & Ashraf Ghani, Fixing Failed States: A Framework for Rebuilding a Fractured World [Oxford University Press, 2008 (OUP, 2008)

Institute for State Effectiveness


 
This article is published by Ashraf Ghani, Clare Lockhart, , and openDemocracy.net under a Creative Commons licence. You may republish it free of charge with attribution for non-commercial purposes following these guidelines. If you teach at a university we ask that your department make a donation. Commercial media must contact us for permission and fees. Some articles on this site are published under different terms.

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Not logged in said:



Mon, 2008-06-30 23:24

Simple..The people of Zimbabwe in free elections elected Mr Mugabe at least three times. He was their choice, and incidentally the desired candidate of the British Labour Party. Peter Hain wrote recently at his exceitment on hearing of Mr Mugabes initial victory. They were the richest of Africans, and despite incedible odds against sanctions, they were a Country who provided the highest standards of living, infant mortality outcomes etc for its people and it neighbours. When people chose Mr Mugabe they were told by some that there would be a terrible price to pay, so it has come to pass. Zimbabweans must make their own future, surely it in not for any Western power to risk our Troops to try to 'Right' a terrible mistake the Zimbabwean electorate made.

Not logged in said:



Tue, 2008-07-01 00:17

This article is spot on. There is a whole industry of 'aid' which can skew local economies, and create opportunities for jealousy and corruption. Governments have their problems too - often corrupt and lacking skills and capacity. So it is understandable that aid agencies have often sought to work outside of government processes. But the longer term vision has to be to enhance the legitimacy and capacity of government rather than undermining it. I hope this article will be widely read.

Not logged in said:



Tue, 2008-07-01 08:45

The problem of external intervention for all the best reasons has bedevilled developing Countries for the past 30 or probably 40 years. We were aware of it in Kenya in 1975 when we crossed the Sahara and met returning dissallusioned volunteers from Intermediate Technolgy, who had applied Co-operative principles to Coffee plantations combing growth and processing. They watched quality slump and prices fall, leaving the indiginous people bankrupt and in debt. There conclusion was to support the democratically answerable institutions with money and tools of their choice and expect a period discovery with success and failure equally blessed and supported.

It is a long time ago and would be delighted to be told that I had got it wrong, but at a macro level this article would seem to confirm my worst fears!

johnevans7 said:



Tue, 2008-07-01 09:18

Zimbabwe resembles Yugoslavia more than Afghanistan. It also resembles Rwanda, which is a terible thought. 

UNFOR  is a nice idea that 'unfortuantely' doesn't work. Particulary when its soldiers stand by and watch people get massacred. 

So instead of wringing our hands and dreaming up a European solution to an African problem, we should be providing the oppressed, with the wherewithal to remove the oppressors, AK47’s. 

Then, as has been done in the Balkans, create workable mini states based on ethnicity, and not on something drawn up in a tent by Cecil Rhodes.

Last, but not least, let's get Mugabe's all expenses paid trip to the Hague organised now.

 

Not logged in said:



Tue, 2008-07-01 09:54

Maybe Mugabe wanted to hold a real election but besides his own ties to family and their dependents, are those who surround and support him. Once you have destroyed the economic base of a society as thoroughly as Mugabe has done there is no way these clients will expose themselves and their dependents to the beggary of those outside the ring. For reasons I am unclear about we make a noisy fuss about Zimbabwe. The same obtains in many other African societies. I'd say that it obtains in all those countries who will not openly criticise him. If the aid industry isn't a part of the solution I have no idea what is to be done. Nor apparently does anyone else.

Martin Rosendaal

Not logged in said:



Tue, 2008-07-01 10:40

Human Security is a central issue in all this. For how long should states be left alone under the guise of sovereignty to visit atrocities on the populace because of political differences. In a world that seeks political inclusion as a primary human right, how do we justify the continued existence of the AU if it stands by for an election like took place in Zimbabwe to gain legitimacy? That is a question.

Not logged in said:



Tue, 2008-07-01 15:59

Zimbabwe is independent country, people of country chose their own government. If they choose Mugabe, he may trayant, not giving freedom of speach, that is that countriy`s problem.Why whole world crying unjustice unjustice, that Idont understand

If you watch myanar, China,or any other dictators who are rulling in different countries,same story you findout.What about U.S.A?. Is President Bush elected by demoratic way in last election?
Observe all democratic countires are politicans not manipulate their citizens? True democricy is really utopia,.never .you can see in practice.
Live and late give us living chance that is world histroy.So donot futily cry for Zimbabwe`s plight

Not logged in said:



Tue, 2008-07-01 23:19

The failure of Zimbabwe is an indictment on African leadership. We as African people lack the integrity to create a political system that we can be proud of. Our socio-economic environment makes it absolutely impossible for the pupalace to trust our electoral processes. Our leaders do not have the integrity to deliver on their promise. Instead of owning up to the challenges and roadblocks our economies faces in the world market, they blame the opposition ideas and their proponents. They assasinate the characters of their rivals. During elections years, the real issues of the continent are shoved to the background and personal attacks become the subjects of debate. Mixed these negatives tactics with ethnic inequality, religious difference, illiteracy and you have a perfect recipe for pre and post election conflict.

True democracy is possible in Africa. The first step to achieving this democratic dream for Africa that the citizens across Accra, Kumasi, Abidjan, Deban, Sowato, Timbuktu, Bumjubura, etc, must be made to understand that they are part of the political system. We must find a way to empower the electorate to believe that the power of our democratic system is in their hand.

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